Chi Kat Li
李志佶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kat Li (李志佶), a licensed former licensee with CE reference AEN831. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2019-08-08 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-30 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-11 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-11 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-08-11 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-11 |