Zhen An
安鎮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen An (安鎮), a licensed former licensee with CE reference APB220. This person has 16.0 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2022-07-07 | 2025-04-03 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2022-04-19 | 2022-07-07 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2020-09-04 | 2021-08-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-01-08 | 2020-09-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-19 | 2017-11-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-19 | 2017-11-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-13 | 2016-11-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-13 | 2016-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-16 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-05-16 | 2015-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-05-16 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-05-16 | 2015-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-16 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-16 | 2015-07-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-30 | 2011-05-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-30 | 2011-05-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-04 | 2010-03-05 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-16 | 2010-03-05 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-06 | 2009-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-05 | 2009-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-05 | 2009-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhen An during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.