Abhishek Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Gupta, a licensed Representative with CE reference AOY906. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-12 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-12-12 | present |
| Capstone Investment Advisors (HK) Limited | RO | Type 9 - Asset management | 2023-11-20 | 2025-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-18 | 2023-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-18 | 2023-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-04 | 2021-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-04 | 2021-10-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-16 | 2013-06-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-05-16 | 2013-06-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-16 | 2013-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-25 | 2008-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-25 | 2008-03-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-25 | 2008-03-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Abhishek Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.