Alain Cesare Bordoni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Cesare Bordoni ( ), a licensed former licensee with CE reference ANM990. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Investment Advisors (HK) Limited | RO | Type 9 — Asset management | 2022-05-24 | 2024-06-30 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2019-03-20 | 2021-07-30 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2014-04-30 | 2018-12-31 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2014-01-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2014-01-28 |