Alain Cesare Bordoni

CE No. ANM990 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Cesare Bordoni (), a licensed former licensee with CE reference ANM990. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Capstone Investment Advisors (HK) Limited RO Type 9 — Asset management 2022-05-24 2024-06-30
Nine Masts Capital Limited
天元資本有限公司
Rep Type 9 — Asset management 2019-03-20 2021-07-30
Pacific Alliance Investment Management (HK) Limited
太平洋投資策略有限公司
Rep Type 9 — Asset management 2014-04-30 2018-12-31
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2008-09-01 2014-01-28
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2006-07-03 2014-01-28

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