Ni Guo
郭霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Guo (郭霓), a licensed former licensee with CE reference BKF563. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 — Asset management | 2024-05-27 | 2025-10-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2023-11-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-31 | 2023-11-14 |