Melody Raine Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Raine Xie ( ), a licensed former licensee with CE reference BAC298. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 — Asset management | 2024-07-04 | 2025-08-28 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-28 | 2023-06-30 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-09 | 2016-05-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2013-08-09 |