Jing Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing Chen (陳靜), a licensed Responsible Officer with CE reference AOX943. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-28 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-10 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-03 | 2024-03-28 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-03 | 2018-08-10 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-11 | 2018-01-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-09 | 2018-01-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-09 | 2016-11-11 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-02-29 | 2016-05-13 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-08 | 2016-02-29 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-24 | 2012-09-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-25 | 2010-05-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-29 | 2010-05-05 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-01 | 2009-12-08 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-04 | 2009-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jing Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.