Xiaoxu Jiang
蔣小旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxu Jiang (蔣小旭), a licensed former licensee with CE reference ASO484. This person has 7.5 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-15 | 2021-01-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-15 | 2021-01-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-15 | 2021-01-15 |
| Piper Sandler Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2015-08-13 | 2017-02-15 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-10 | 2012-10-31 |
| Susquehanna Financial Group Asia Limited | Rep | Type 1 - Dealing in securities | 2009-05-12 | 2009-10-22 |
| Susquehanna Financial Group Asia Limited | Rep | Type 6 - Advising on corporate finance | 2009-05-12 | 2009-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxu Jiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.