Xiaoxu Jiang
蔣小旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxu Jiang (蔣小旭), a licensed former licensee with CE reference ASO484. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2021-01-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-15 | 2021-01-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-15 | 2021-01-15 |
| Piper Sandler Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | 2015-08-13 | 2017-02-15 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-10 | 2012-10-31 |
| Susquehanna Financial Group Asia Limited |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2009-10-22 |
| Susquehanna Financial Group Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2009-05-12 | 2009-10-22 |