Edmond Man Kit Kwan
關文傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Man Kit Kwan (關文傑), CE reference AOR644. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-16 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-26 | 2019-08-16 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-15 | 2019-06-06 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-27 | 2019-06-06 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-14 | 2015-06-01 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-17 | 2014-05-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-10 | 2014-03-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-28 | 2011-08-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-13 | 2011-06-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-06-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-06-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-13 | 2010-10-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-17 | 2010-07-13 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-15 | 2008-04-07 |