Thomas Yiu Hung Chong
莊耀鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yiu Hung Chong (莊耀鴻), CE reference AOR789. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-16 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-29 | 2019-04-17 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2017-08-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-11 | 2016-07-22 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-26 | 2014-07-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-28 | 2012-04-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-13 | 2011-03-01 |