Michelle Ka Ki Ho
何家淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Ka Ki Ho (何家淇), a licensed former licensee with CE reference ADQ065. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-04 | 2018-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-15 | 2012-09-04 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-13 | 2011-09-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-11-13 | 2011-09-15 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-12 | 2008-09-22 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-12 | 2008-09-22 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-12 | 2008-09-22 |