Tommy Yuk-Tong Tam
譚毓棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Yuk-Tong Tam (譚毓棠), a licensed former licensee with CE reference AVZ831. This person has 11.4 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-21 | 2022-11-21 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-21 | 2022-11-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-21 | 2022-11-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-28 | 2020-02-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-28 | 2020-02-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-28 | 2020-02-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-08 | 2017-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-01 | 2012-07-26 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-06 | 2012-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Yuk-Tong Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Sing Lau | BOCI Research Limited | 2013–2017 |
| Xin Meng | BOCI Research Limited | 2013–2017 |
| Qiong Wu | BOCI Research Limited | 2013–2017 |
| Wenzhou Hu | BOCI Research Limited | 2013–2017 |
| Yusheng Liu | BOCI Research Limited | 2013–2017 |
| Shiu Ki Mak | BOCI Research Limited | 2013–2017 |
| Bingnan Ye | BOCI Research Limited | 2013–2017 |
| Thomas Yiu Hung Chong | BOCI Research Limited | 2013–2017 |
| Belle Chan | BOCI Research Limited | 2013–2017 |
| Michelle Ka Ki Ho | BOCI Research Limited | 2013–2017 |
| Wei Wang | BOCI Research Limited | 2013–2017 |
| Manjiang Cheng | BOCI Research Limited | 2013–2017 |
| Xin Wang | BOCI Research Limited | 2013–2017 |
| Lin Yuan | BOCI Research Limited | 2013–2017 |
| Graham Chi To Ng | BOCI Research Limited | 2013–2016 |
| Jun Liu | BOCI Research Limited | 2013–2017 |
| Ying Lu | BOCI Research Limited | 2013–2016 |
| Ming Pang | BOCI Research Limited | 2013–2016 |
| Simon Ka Wai Lo | BOCI Research Limited | 2013–2016 |
| Weicheng Tang | BOCI Research Limited | 2013–2016 |