Ying Lu
盧瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Lu (盧瑩), a licensed former licensee with CE reference AXS473. This person has 5.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-18 | 2016-08-09 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-03-18 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2016-08-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2013-02-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-01 | 2016-08-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-01 | 2013-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Graham Chi To Ng | BOCI Research Limited | 2013–2016 |
| Shiu Ki Mak | BOCI Research Limited | 2013–2016 |
| Chi Sing Lau | BOCI Research Limited | 2013–2016 |
| Xin Meng | BOCI Research Limited | 2013–2016 |
| Qiong Wu | BOCI Research Limited | 2013–2016 |
| Wenzhou Hu | BOCI Research Limited | 2013–2016 |
| Yusheng Liu | BOCI Research Limited | 2013–2016 |
| Bingnan Ye | BOCI Research Limited | 2013–2016 |
| Thomas Yiu Hung Chong | BOCI Research Limited | 2013–2016 |
| Belle Chan | BOCI Research Limited | 2013–2016 |
| Michelle Ka Ki Ho | BOCI Research Limited | 2013–2016 |
| Tommy Yuk-Tong Tam | BOCI Research Limited | 2013–2016 |
| Wei Wang | BOCI Research Limited | 2013–2016 |
| Manjiang Cheng | BOCI Research Limited | 2013–2016 |
| Xin Wang | BOCI Research Limited | 2013–2016 |
| Lin Yuan | BOCI Research Limited | 2013–2016 |
| Ming Pang | BOCI Research Limited | 2013–2016 |
| Simon Ka Wai Lo | BOCI Research Limited | 2013–2016 |
| Jun Liu | BOCI Research Limited | 2013–2016 |
| Weicheng Tang | BOCI Research Limited | 2013–2016 |