Jun Liu

劉俊
CE No. AVM464 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Liu (劉俊), a licensed Representative with CE reference AVM464. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 15.3 years of SFC licence history. Total licence records on file: 8.

Information

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Email:

Licence history

FirmRoleRegulated activityFromTo
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 - Advising on securities 2023-12-04 present
Pinpoint Asset Management Limited
保銀資產管理有限公司
Rep Type 9 - Asset management 2021-11-25 2023-09-29
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2017-04-10 2021-07-30
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2017-04-10 2021-07-30
BOCI Research Limited
中銀國際研究有限公司
Rep Type 4 - Advising on securities 2013-08-15 2017-04-07
ICBC International Research Limited
工銀國際證券研究有限公司
Rep Type 4 - Advising on securities 2010-12-09 2013-07-26
Guodu Securities (Hong Kong) Limited
國都證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-08-13 2010-12-01
Guodu Securities (Hong Kong) Limited
國都證券(香港)有限公司
Rep Type 4 - Advising on securities 2010-08-13 2010-12-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Sing Lau BOCI Research Limited 2013–2017
Xin Meng BOCI Research Limited 2013–2017
Qiong Wu BOCI Research Limited 2013–2017
Wenzhou Hu BOCI Research Limited 2013–2017
Yusheng Liu BOCI Research Limited 2013–2017
Shiu Ki Mak BOCI Research Limited 2013–2017
Bingnan Ye BOCI Research Limited 2013–2017
Thomas Yiu Hung Chong BOCI Research Limited 2013–2017
Michelle Ka Ki Ho BOCI Research Limited 2013–2017
Wei Wang BOCI Research Limited 2013–2017
Manjiang Cheng BOCI Research Limited 2013–2017
Xin Wang BOCI Research Limited 2013–2017
Belle Chan BOCI Research Limited 2013–2017
Lin Yuan BOCI Research Limited 2013–2017
Tommy Yuk-Tong Tam BOCI Research Limited 2013–2017
Chun Sing To ICBC International Research Limited 2010–2013
Xiaoyu Yu ICBC International Research Limited 2010–2013
Ka Chun Lin ICBC International Research Limited 2010–2013
Ka Yeung Chan ICBC International Research Limited 2010–2013
Yunpeng Ma ICBC International Research Limited 2010–2013

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