Shui Wah Lo
盧萃樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Wah Lo (盧萃樺), a licensed Responsible Officer with CE reference AOB249. Currently licensed at 1 firm(s): G. H. Financials (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts. This person has 16.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-08-01 | present |
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-04 | 2022-08-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2014-04-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-27 | 2014-02-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-12-15 | 2014-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-18 | 2007-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Wah Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.