Xavier Emmanuel Laurens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xavier Emmanuel Laurens ( ), a licensed former licensee with CE reference AMI416. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-01-12 | 2020-12-04 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2016-01-12 | 2020-12-04 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-11-09 | 2016-01-12 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-11-09 | 2016-01-12 |
| ICAP Equities Asia Limited | RO | Type 1 — Dealing in securities | 2011-07-12 | 2012-09-12 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2007-11-26 | 2014-07-24 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2007-11-26 | 2014-07-24 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-10-07 | 2007-11-26 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-07 | 2007-11-26 |