Jerome Theodore Dandine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Theodore Dandine ( ), a licensed former licensee with CE reference AMQ624. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-09-02 | 2020-10-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-09-02 | 2020-10-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-07 | 2015-06-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-07 | 2015-06-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2011-10-04 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2009-04-03 | 2009-09-21 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-08 | 2007-01-29 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-08 | 2007-01-29 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-08 | 2007-01-29 |