Aya Ozawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aya Ozawa ( ), a licensed former licensee with CE reference BEO989. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-05 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-10-05 | 2022-03-11 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-01-21 | 2021-06-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-01-21 | 2021-06-14 |
| Marex HK Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-12-08 | 2015-10-16 |