Ka Chung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Chan (陳家琮), a licensed Responsible Officer with CE reference ANT245. Currently licensed at 1 firm(s): China Credit International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-21 | present |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-10 | present |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 - Asset management | 2020-01-10 | present |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-08 | 2019-09-30 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2019-02-08 | 2019-09-30 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-08 | 2019-02-08 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 - Asset management | 2018-05-08 | 2019-09-30 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-22 | 2019-11-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | 2019-02-08 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-21 | 2018-02-22 |
| Nerico Brothers Limited | RO | Type 2 - Dealing in futures contracts | 2017-05-10 | 2018-02-14 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-08-06 | 2018-02-14 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-06 | 2017-05-10 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2009-08-06 | 2018-02-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-04 | 2008-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.