Clayton Ho Tung Mok
莫可東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clayton Ho Tung Mok (莫可東), a licensed former licensee with CE reference APC642. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2019-11-20 | 2021-06-20 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2019-11-20 | 2021-06-20 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2019-10-31 | 2021-06-20 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-08 | 2019-08-30 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-08 | 2019-08-30 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-03 | 2014-12-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-11-08 | 2014-09-27 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2011-11-08 | 2014-09-27 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2011-11-08 | 2014-09-27 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2011-09-16 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-05 | 2011-09-16 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2007-08-09 | 2011-09-02 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-06-20 | 2011-09-02 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-20 | 2011-09-02 |