Hin Pong Wat
屈顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong Wat (屈顯邦), a licensed former licensee with CE reference AFB575. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-18 | 2020-03-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-27 | 2018-04-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-28 | 2017-02-03 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-01 | 2009-06-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-01 | 2008-12-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-09 | 2008-01-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-09 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |