Hin Pong Wat
屈顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong Wat (屈顯邦), a licensed former licensee with CE reference AFB575. This person has 16.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-18 | 2020-03-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-27 | 2018-04-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-28 | 2017-02-03 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2008-12-01 | 2009-06-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-01 | 2008-12-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-09 | 2008-01-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-09 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hin Pong Wat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.