Chung Yin Au
歐仲賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yin Au (歐仲賢), a licensed former licensee with CE reference ACC577. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-20 | 2024-07-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-28 | 2016-06-17 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-20 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |