Vanessa Yuk Yee Lam

林玉儀
CE No. AID483 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Yuk Yee Lam (林玉儀), a licensed former licensee with CE reference AID483. This person has 6.0 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Old Peak Limited Rep Type 4 - Advising on securities 2006-11-03 2009-05-29
Old Peak Limited Rep Type 5 - Advising on futures contracts 2006-11-03 2009-05-29
Old Peak Limited Rep Type 9 - Asset management 2006-11-03 2009-05-29
UBS Securities Asia Limited Rep Type 1 - Dealing in securities Pre-2003 2006-08-26
UBS Securities Asia Limited Rep Type 4 - Advising on securities Pre-2003 2005-03-24
UBS Securities Asia Limited Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-24
UBS Securities Asia Limited Rep Type 9 - Asset management Pre-2003 2005-03-24

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