Vanessa Yuk Yee Lam
林玉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Yuk Yee Lam (林玉儀), CE reference AID483. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2006-11-03 | 2009-05-29 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2006-11-03 | 2009-05-29 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2006-11-03 | 2009-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-08-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |