Alice Suk Hing Au
區淑馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Suk Hing Au (區淑馨), CE reference ADG687. Currently licensed at 1 firm(s): Fulbright Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-08 | present |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-05-29 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-22 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-22 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |