Kwok Tai Yip
葉國泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Tai Yip (葉國泰), a licensed former licensee with CE reference AAG344. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-11-26 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-16 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-16 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-16 |