Pan Wang
王蟠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Wang (王蟠), a licensed former licensee with CE reference AZM547. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-09 | 2024-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-09 | 2024-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-09 | 2024-07-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-02 | 2021-01-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-02 | 2021-01-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-02 | 2021-01-27 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-13 | 2018-08-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-17 | 2018-08-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-17 | 2018-08-10 |