Kin Ming Je
余建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Je (余建明), a licensed former licensee with CE reference ACZ554. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-01 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-29 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2005-09-29 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-10 | 2005-09-29 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2005-03-10 | 2005-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-18 | 2005-01-07 |
| JC Premier Capital Limited 金億融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-09-22 | 2004-05-13 |