Sing Kuen Lam
林城乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Kuen Lam (林城乾), CE reference AFT889. Currently licensed at 2 firm(s): Modern Innovative Securities Limited, Modern Innovative Asset Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-27 | present |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-03-27 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-27 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2025-03-27 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-23 | 2024-12-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-23 | 2024-12-13 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-24 | 2023-02-11 |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-24 | 2023-02-11 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-28 | 2019-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-28 | 2019-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-06 | 2019-01-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-06 | 2019-01-28 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-10 | 2017-10-21 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-30 | 2017-10-21 |