Caren Siu Ping Lam
林小萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caren Siu Ping Lam (林小萍), a licensed former licensee with CE reference APD416. This person has 13.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-17 | 2020-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-01 | 2020-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Caren Siu Ping Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.