Caren Siu Ping Lam
林小萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caren Siu Ping Lam (林小萍), a licensed former licensee with CE reference APD416. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2020-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2020-12-23 |