Lei Ling Sau
蕭莉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ling Sau (蕭莉玲), CE reference AFL549. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-07 | 2012-03-19 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-06-09 | 2012-03-19 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 9 — Asset management | present | 2005-08-15 |