Catherine Ping Yen Yau
丘屏人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Ping Yen Yau (丘屏人), CE reference AFS877. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-28 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-28 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-01 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 — Asset management | present | 2005-08-15 |