Siu Lok Li
李兆樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lok Li (李兆樂), CE reference AFV112. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-07 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-01 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |