Benjamin Ying Chi Yip
葉熒志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Ying Chi Yip (葉熒志), CE reference AFL246. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-20 | 2024-02-05 |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-20 | 2024-02-05 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-07 | 2020-02-11 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-03 | 2020-02-11 |
| Value Star Asset Management (Hong Kong) Limited 恒星資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-25 | 2014-09-30 |
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-25 | 2012-05-15 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-11 | 2008-05-19 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-30 | 2008-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-04-29 | 2006-12-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-29 | 2006-12-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-04-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-26 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-04-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-26 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-26 |