Charles Yiu Wing Chiu
趙耀榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yiu Wing Chiu (趙耀榮), a licensed former licensee with CE reference AEE312. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2012-12-08 |
| UBS International Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2011-01-10 | 2012-12-08 |
| UBS International Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2005-05-04 | 2009-05-29 |
| UBS International Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2005-05-03 | 2009-05-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-05 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-11-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-05-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-15 |