Gawain Ka Wing Ma
馬嘉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gawain Ka Wing Ma (馬嘉榮), a licensed former licensee with CE reference AIR832. This person has 14.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2017-06-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2017-11-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-17 | 2017-11-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-17 | 2017-11-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-10-24 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-04 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-01 | 2011-04-28 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2003-05-07 | 2008-12-04 |
| Patterson Financial Services Limited | Rep | Type 6 - Advising on corporate finance | 2003-05-07 | 2004-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gawain Ka Wing Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.