Yat Sing Chan
陳日昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Sing Chan (陳日昇), a licensed former licensee with CE reference ANI726. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | 2015-07-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-30 | 2015-07-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-15 | 2013-05-10 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-27 | 2013-05-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-02 | 2012-11-26 |