Patrick Lo
盧培德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Lo (盧培德), a licensed former licensee with CE reference ADM901. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-10 | 2024-09-30 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-10 | 2024-09-30 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-25 | 2018-09-10 |
| Mu Investment Management (Asia) Limited 金畂資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-09-29 | 2018-07-20 |
| Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2008-12-05 | 2014-04-11 |
| Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2008-12-05 | 2014-04-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2008-06-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-16 | 2008-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-07-13 | 2008-06-13 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | present | 2006-06-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-02 |
| FIL Investment Advisors | Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | present | 2006-06-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-06-02 |