Ricky Shui Fai Ho
何瑞輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Shui Fai Ho (何瑞輝), a licensed former licensee with CE reference ABP466. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augment Wealth Advisors Limited |
RO | Type 1 — Dealing in securities | 2021-01-13 | 2021-06-17 |
| Augment Wealth Advisors Limited |
RO | Type 2 — Dealing in futures contracts | 2021-01-13 | 2021-06-17 |
| Augment Wealth Advisors Limited |
RO | Type 4 — Advising on securities | 2021-01-13 | 2021-06-17 |
| Augment Wealth Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2021-01-13 | 2021-06-17 |
| Augment Wealth Advisors Limited |
RO | Type 9 — Asset management | 2021-01-13 | 2021-06-17 |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-02 | 2020-12-01 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2020-12-01 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2020-12-01 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-16 | 2018-12-06 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-16 | 2018-12-06 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-29 | 2018-09-03 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-29 | 2018-09-03 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-06 | 2018-08-29 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-06 | 2018-08-29 |
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-18 | 2018-05-31 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-08 | 2016-04-01 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 9 — Asset management | 2015-04-30 | 2016-04-01 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-13 | 2013-03-15 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-09-13 | 2013-03-15 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-13 | 2013-03-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-02 | 2013-03-15 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-02 | 2013-03-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-02 | 2012-09-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-04-02 | 2012-09-13 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-02 | 2012-09-13 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-09-10 | 2009-05-01 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-05-29 | 2009-05-01 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-10-11 | 2009-05-01 |