Brooke Marie Babington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooke Marie Babington ( ), a licensed former licensee with CE reference ACP987. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2011-05-27 | 2014-03-03 |
| Parry International Trading Limited | RO | Type 1 — Dealing in securities | 2010-08-26 | 2011-05-27 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2007-07-30 | 2009-05-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-24 | 2007-02-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-24 | 2007-02-17 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2004-03-04 |