Martin Brendan Marnick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Brendan Marnick, a licensed Responsible Officer with CE reference AEF576. Currently licensed at 1 firm(s): Motilal Oswal Capital Markets (Hong Kong) Private Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Motilal Oswal Capital Markets (Hong Kong) Private Limited |
RO | Type 4 — Advising on securities | 2014-06-24 | present |
| Anand Rathi Financial Services (HK) Limited |
RO | Type 1 — Dealing in securities | 2010-08-31 | 2011-09-30 |
| Aetas Global Markets Limited |
RO | Type 2 — Dealing in futures contracts | 2008-05-30 | 2009-10-23 |
| Parry Capital Management Limited | RO | Type 9 — Asset management | 2007-09-24 | 2010-08-02 |
| Aetas Global Markets Limited |
RO | Type 1 — Dealing in securities | 2005-10-26 | 2009-10-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-11-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2004-12-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |