Kenneth Kar Ming Lee
李嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kar Ming Lee (李嘉明), CE reference AED932. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-10 | 2020-11-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-10 | 2020-11-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-10 | 2020-11-25 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-05 | 2020-06-16 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2017-04-05 | 2020-06-16 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-19 | 2017-03-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-20 | 2013-06-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-20 | 2013-06-05 |