David Martin Harrison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Martin Harrison ( ), a licensed former licensee with CE reference AKO500. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2012-01-03 | 2025-10-01 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2012-01-03 | 2025-10-01 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-20 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-07-20 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-26 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-02-26 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-02 | 2009-02-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-02 | 2009-02-26 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-17 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-10-12 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-01 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-01 | 2008-08-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-16 | 2006-04-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-16 | 2006-04-11 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2004-05-18 | 2004-07-15 |