Peter John Bates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Bates ( ), a licensed former licensee with CE reference AXI123. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-17 | 2025-09-19 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-20 | 2024-09-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | 2023-10-20 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-10 | 2015-07-29 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2011-06-10 | 2015-07-29 |