Yu Kong Chan
陳宇江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kong Chan (陳宇江), a licensed former licensee with CE reference AGC982. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-12-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-22 | 2017-10-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2017-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2011-07-16 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-03 | 2008-02-01 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-02 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-05 |