Xiaoyun He
何云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyun He (何云), a licensed former licensee with CE reference AIJ848. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-07 | 2005-11-21 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2005-11-07 | 2005-11-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-11-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyun He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.