Adam Bramble Clark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Bramble Clark ( ), a licensed former licensee with CE reference AGA424. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-18 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2005-05-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-01 | 2004-11-16 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-01 | 2005-05-18 |