Banny Shu To Kwok
郭樹滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Banny Shu To Kwok (郭樹滔), a licensed former licensee with CE reference AAI621. This person has 20.9 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-26 | 2024-03-15 |
| Red Eagle Securities Limited 漢英證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-21 | 2023-02-28 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-12-11 | 2018-08-16 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-14 | 2009-12-11 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-09-14 | 2007-03-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-09-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-08-16 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Banny Shu To Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.