Banny Shu To Kwok
郭樹滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Banny Shu To Kwok (郭樹滔), a licensed former licensee with CE reference AAI621. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | 2024-03-15 |
| Red Eagle Securities Limited 漢英證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-21 | 2023-02-28 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-12-11 | 2018-08-16 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-14 | 2009-12-11 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-09-14 | 2007-03-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-09-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-08-16 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-25 |