Sunny Shiu Shing Ng
吳兆聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Shiu Shing Ng (吳兆聲), a licensed former licensee with CE reference AAB642. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-28 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2011-06-28 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 9 — Asset management | present | 2005-02-17 |