Miu Tuen Wong
王妙端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miu Tuen Wong (王妙端), a licensed former licensee with CE reference AAY815. This person has 10.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-12-19 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-07-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miu Tuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.