Raymond Wai Keung Ng
吳偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Keung Ng (吳偉強), a licensed former licensee with CE reference AAB659. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun's Future Limited 永盛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-31 | 2012-07-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-05-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-12-19 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
RO | Type 9 — Asset management | present | 2004-05-31 |